{"id":71633,"date":"2020-01-23T13:54:08","date_gmt":"2020-01-23T21:54:08","guid":{"rendered":"https:\/\/sou.edu\/academics\/?p=71633"},"modified":"2020-01-23T13:56:07","modified_gmt":"2020-01-23T21:56:07","slug":"business-speaker-series-elizabeth-cope-of-sec-compliance-solutions","status":"publish","type":"post","link":"https:\/\/sou.edu\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/","title":{"rendered":"Business Speaker Series: Elizabeth Cope of SEC Compliance Solutions"},"content":{"rendered":"\n<style type=\"text\/css\" data-created_by=\"avia_inline_auto\" id=\"style-css-av-4ykj694-2974df3fcab1b56db33697aefeab2a4d\">\n.avia-section.av-4ykj694-2974df3fcab1b56db33697aefeab2a4d{\nbackground-color:#f3f3f3;\nbackground-image:unset;\n}\n<\/style>\n<div id='av_section_1'  class='avia-section av-4ykj694-2974df3fcab1b56db33697aefeab2a4d main_color avia-section-default avia-no-border-styling  avia-builder-el-0  el_before_av_submenu  avia-builder-el-first  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id=\"style-css-av-11kb9e0-ebc5986627dbe247827f39718b6d3f66\">\n.avia-image-container.av-11kb9e0-ebc5986627dbe247827f39718b6d3f66 img.avia_image{\nbox-shadow:none;\n}\n.avia-image-container.av-11kb9e0-ebc5986627dbe247827f39718b6d3f66 .av-image-caption-overlay-center{\ncolor:#ffffff;\n}\n<\/style>\n<div  class='avia-image-container av-11kb9e0-ebc5986627dbe247827f39718b6d3f66 av-styling- avia-align-  avia-builder-el-6  el_before_av_heading  avia-builder-el-first '   itemprop=\"image\" itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/ImageObject\" ><div class=\"avia-image-container-inner\"><div class=\"avia-image-overlay-wrap\"><picture><source srcset=\"https:\/\/sou.edu\/academics\/wp-content\/uploads\/sites\/14\/2020\/01\/Business-Speaker-Series-Elizabeth-Cope-of-SEC-Compliance-Solutions.webp 1200w,https:\/\/sou.edu\/academics\/wp-content\/uploads\/sites\/14\/2020\/01\/Business-Speaker-Series-Elizabeth-Cope-of-SEC-Compliance-Solutions-300x169.webp 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data-created_by=\"avia_inline_auto\" id=\"style-css-av-av_heading-e426fb3434a98213590c864bcfeea885\">\n#top .av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885{\npadding-bottom:0;\nfont-size:28px;\n}\nbody .av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885 .av-special-heading-tag .heading-char{\nfont-size:25px;\n}\n#top #wrap_all .av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885 .av-special-heading-tag{\nfont-size:28px;\n}\n.av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885 .av-subheading{\nfont-size:15px;\n}\n\n@media only screen and (min-width: 480px) and (max-width: 767px){ \n#top #wrap_all .av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885 .av-special-heading-tag{\nfont-size:0.8em;\n}\n}\n\n@media only screen and (max-width: 479px){ \n#top #wrap_all .av-special-heading.av-av_heading-e426fb3434a98213590c864bcfeea885 .av-special-heading-tag{\nfont-size:0.8em;\n}\n}\n<\/style>\n<div  class='av-special-heading av-av_heading-e426fb3434a98213590c864bcfeea885 av-special-heading-h1 blockquote modern-quote  avia-builder-el-7  el_after_av_image  el_before_av_textblock  top-30 av-inherit-size av-linked-heading'><h1 class='av-special-heading-tag '  itemprop=\"headline\"  >Business Speaker Series: Elizabeth Cope of SEC Compliance Solutions<\/h1><div class=\"special-heading-border\"><div class=\"special-heading-inner-border\"><\/div><\/div><\/div><br \/>\n<section  class='av_textblock_section av-js26a39q-94b38af98eb913c9a2b82a97fb6b9dde '   itemscope=\"itemscope\" itemtype=\"https:\/\/schema.org\/BlogPosting\" itemprop=\"blogPost\" ><div class='avia_textblock'  itemprop=\"text\" ><p>Join the Â鶹´«Ã½ School of Business at the next Business Speaker Series featuring Elizabeth Cope of SEC Compliance Solutions.<\/p>\n<p>The event is happening on Tuesday, January 28 from 12:30 pm to 1:30 pm, in the Â鶹´«Ã½ Hannon Library, Meese Room.<\/p>\n<div class=\"avia-button-wrap avia-button-left\"><a class=\"avia-button avia-color-theme-color avia-size-large avia-position-left \" href=\"https:\/\/events.sou.edu\/event\/business_speaker_series_-_elizabeth_cope_of_sec_compliance_solutions\" target=\"_blank\" rel=\"noopener noreferrer\">SEE EVENT DETAILS<\/a><\/div>\n<p>Business Speaker Elizabeth Cope, CPA, CIPM, CSCP, is a graduate of Â鶹´«Ã½, the Managing Member of SEC Compliance Solutions. Elizabeth has over 15 years of experience working with investment advisers of all sizes, across all asset classes, within the United States and parts of Asia and Europe. She currently assists investment advisory firms and their CCOs with policies and procedures development, regulatory filings, annual review planning and oversight, forensic testing, marketing material reviews, and mock SEC examinations.<\/p>\n<p><span class=\"heavy-man\">Liz&#8217;s Story<\/span><br \/>\nI was first introduced to the financial industry a couple of years out of college while working at an internationally recognized specialty CPA firm, completing GIPS verifications. Having my CPA license lead me into completing and managing all the firm\u2019s SAS 70 (now SOC I) audits. Completing the SAS 70 audits is where I really started to understand the operations of investment advisers and how the rules and regulations were actually applied. In 2005, the firm decided to offer SEC compliance consulting services, as a direct result of the new Compliance Program Rule (establish written policies and procedures, review them annually, and assign a Chief Compliance Officer to oversee and administer). As a young professional, I saw an opportunity to excel and volunteered to develop this service unit. For two weeks, I locked myself up in a conference room reading the &#8220;Blue Book&#8221; (authors Lemke and Lins) from front to back and developed the first edition of the Compliance Organizer that we use today to administer the annual review. I then streamlined the process across the firm\u2019s clients. From there it was just getting my hands dirty, experience after experience, listening to clients&#8217; pain points and working through each issue one at a time. In 2010, a group of us spun out of this accounting firm, bringing the consulting business with us, and for seven years, I continued refining my skills and our services under Focus 1 Associates LLC (Focus 1). On October 1, 2017, I took what I see as my last career step and spun out of Focus 1 with my team Katie Mogan and Christene Sismondo to develop SEC Compliance Solutions. The goal is to further refine our service offering. I am a believer that my clients always come first. I take great pride and joy in helping them navigate the complicated waters of compliance and develop a system that is doable and practical.<\/p>\n<p><span class=\"heavy-man\">Biography<\/span><br \/>\nElizabeth has over 15 years of experience working with investment advisers of all sizes, across all asset classes, within the United States and parts of Asia and Europe. She currently assists investment advisory firms and their CCOs with policies and procedures development, regulatory filings, annual review planning and oversight, forensic testing, marketing material reviews, and mock SEC examinations.<\/p>\n<p>Prior to July 2010, Elizabeth worked for an internationally recognized GIPS compliance and verification specialist firm collectively managing hundreds of GIPS verifications, SAS 70 audits, surprise custody examinations, hedge fund audits, mock SEC exams and compliance consulting engagements on a global basis. It is through this experience that she gained an in-depth understanding of the investment industry and strengthened her skills as a consultant. It is her goal to provide each client with practical compliance solutions that allow them to enforce a strong culture of compliance and in turn, focus on what they do best&#8230; manage money and service their clients.<\/p>\n<p><span class=\"heavy-man\">Education &amp; Honors<\/span><br \/>\nB.S. in Business Administration, emphasis in Accounting, from Â鶹´«Ã½, Ashland, OR; B.S. in Computer Information Systems, Â鶹´«Ã½, Ashland, OR; Certified Public Accountant (CPA); Certificate in Investment Performance Measurement (CIPM); Certified Securities Compliance Professional\u00ae (CSCP)<\/p>\n<p>Vice President of the Accounting Students Association \u2013 Outstanding Accounting Student of the Year Award<\/p>\n<p><span class=\"heavy-man\">Memberships<\/span><br \/>\nCIPM Association<br \/>\nNational Society of Compliance Professionals<br \/>\nOregon Society of CPAs<\/p>\n<p>When Elizabeth isn&#8217;t solving a compliance problem, she can be found spending time with her husband and three kids, running, snowboarding, or basically anything that involves activity. Elizabeth formed the Ethan Jostad Foundation, a non-profit organization benefiting childhood cancer, in honor of her nephew who passed from cancer at the age of nine. She currently serves on the Board and as Treasurer. She also formed Â鶹´«Ã½ Oregon Baseball, a non-profit organization established for a competitive youth travel baseball team.<\/p>\n<p><a href=\"\/academics\/business\/\">Learn More about Â鶹´«Ã½ School of Business Degree Programs Here<\/a><\/p>\n<\/div><\/section><br \/>\n<div  class='av-social-sharing-box av-n7tq3s-3aca2e4a4e82eb815642b276fb6d9696 av-social-sharing-box-default  avia-builder-el-9  el_after_av_textblock  avia-builder-el-last  av-social-sharing-box-fullwidth'><div class=\"av-share-box\"><h5 class='av-share-link-description av-no-toc '>Share this entry<\/h5><ul class=\"av-share-box-list noLightbox\"><li class='av-share-link av-social-link-facebook' ><a target=\"_blank\" aria-label=\"Share on Facebook\" href="https:\/\/www.facebook.com\/sharer.php?u=https:\/\/sou.edu\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/&#038;t=Business%20Speaker%20Series%3A%20Elizabeth%20Cope%20of%20SEC%20Compliance%20Solutions" aria-hidden='false' data-av_icon='\ue8f3' data-av_iconfont='entypo-fontello' title='' data-avia-related-tooltip='Share on Facebook'><span class='avia_hidden_link_text'>Share on Facebook<\/span><\/a><\/li><li class='av-share-link av-social-link-twitter' ><a target=\"_blank\" aria-label=\"Share on X\" href="https:\/\/twitter.com\/share?text=Business%20Speaker%20Series%3A%20Elizabeth%20Cope%20of%20SEC%20Compliance%20Solutions&#038;url=https:\/\/sou.edu\/academics\/?p=71633" aria-hidden='false' data-av_icon='\ue932' data-av_iconfont='entypo-fontello' title='' data-avia-related-tooltip='Share on X'><span class='avia_hidden_link_text'>Share on X<\/span><\/a><\/li><li class='av-share-link av-social-link-linkedin' ><a target=\"_blank\" aria-label=\"Share on LinkedIn\" href="https:\/\/linkedin.com\/shareArticle?mini=true&#038;title=Business%20Speaker%20Series%3A%20Elizabeth%20Cope%20of%20SEC%20Compliance%20Solutions&#038;url=https:\/\/sou.edu\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/" aria-hidden='false' data-av_icon='\ue8fc' data-av_iconfont='entypo-fontello' title='' data-avia-related-tooltip='Share on LinkedIn'><span class='avia_hidden_link_text'>Share on LinkedIn<\/span><\/a><\/li><li class='av-share-link av-social-link-mail' ><a  aria-label=\"Share by Mail\" href="mailto:?subject=Business%20Speaker%20Series%3A%20Elizabeth%20Cope%20of%20SEC%20Compliance%20Solutions&#038;body=https:\/\/sou.edu\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/" aria-hidden='false' data-av_icon='\ue805' data-av_iconfont='entypo-fontello' title='' data-avia-related-tooltip='Share by Mail'><span class='avia_hidden_link_text'>Share by Mail<\/span><\/a><\/li><\/ul><\/div><\/div><\/p><\/div>\n<style type=\"text\/css\" data-created_by=\"avia_inline_auto\" id=\"style-css-av-vhigko-dfc5a8d3e59de71a71b8ec6268d2f646\">\n.flex_column.av-vhigko-dfc5a8d3e59de71a71b8ec6268d2f646{\nborder-radius:0px 0px 0px 0px;\npadding:0px 0px 0px 0px;\n}\n<\/style>\n<div  class='flex_column av-vhigko-dfc5a8d3e59de71a71b8ec6268d2f646 av_one_fifth  avia-builder-el-10  el_after_av_three_fifth  avia-builder-el-last  flex_column_div av-zero-column-padding  '     ><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Join the Â鶹´«Ã½ School of Business at the next Business Speaker Series featuring Elizabeth Cope of SEC Compliance Solutions. The event is happening on Tuesday, January 28 from 12:30 pm to 1:30 pm, in the Â鶹´«Ã½ Hannon Library, Meese Room.<\/p>\n<div class=\"avia-button-wrap avia-button-left\"><a class=\"avia-button avia-color-dark avia-size-large avia-position-left \" href=\"\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/\" aria-label=\"Read More about Business Speaker Series: Elizabeth Cope of SEC Compliance Solutions\">READ MORE<\/a><\/div>\n","protected":false},"author":14,"featured_media":71634,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"aside","meta":{"_acf_changed":false,"footnotes":""},"categories":[273],"tags":[],"class_list":["post-71633","post","type-post","status-publish","format-aside","has-post-thumbnail","hentry","category-business","post_format-post-format-aside"],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v26.0 (Yoast SEO v26.0) - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Elizabeth Cope of SEC Compliance Solutions - Â鶹´«Ã½ Academic Programs<\/title>\n<meta name=\"description\" content=\"Join the Â鶹´«Ã½ School of Business at the next Business Speaker Series featuring Elizabeth Cope of SEC Compliance Solutions.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/sou.edu\/academics\/business-speaker-series-elizabeth-cope-of-sec-compliance-solutions\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Business Speaker Series: Elizabeth Cope of SEC Compliance Solutions\" \/>\n<meta property=\"og:description\" content=\"Join the Â鶹´«Ã½ School of Business at the next Business Speaker Series featuring Elizabeth Cope of SEC Compliance Solutions. 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Serving the Â鶹´«Ã½ Oregon and Northern California regions, Â鶹´«Ã½ provides offers many higher education degree pathways, including: Major degree Undergraduate programs, Masters degree Graduate programs, Minor degrees, Certificate programs, and Micro-credential pathways. Â鶹´«Ã½ also provides Summer Youth Programs for students in the region from K-12, as well as continuing education programs through the Osher Lifelong Learning Institute (OLLI). Â鶹´«Ã½ welcomes students from abroad through Â鶹´«Ã½'s International Programs, which also provides current Â鶹´«Ã½ students opportunities to study away across the country and internationally through a multitude of partner universities. The beautiful Â鶹´«Ã½ campus, nestled in the hills of Ashland, OR welcomes the surrounding community to come and enjoy many hosted events, including: sporting events at the Â鶹´«Ã½ Raider Stadium and Lithia Motors Pavilion, theater performances hosted by the Â鶹´«Ã½ Theatre program , musical performances at the Â鶹´«Ã½ Musical Recital Hall, and art exhibitions at the Schneider Museum of Art and other campus art galleries. Â鶹´«Ã½ has many specialized programs which help lower tuition costs, grant in-state tuition, provide accelerated graduation, give opportunities to adult learners, and allow students to graduate with internships leading to job placement.","email":"provostsoffice@sou.edu","telephone":"541-552-6114","legalName":"Â鶹´«Ã½","foundingDate":"1872-09-01"},{"@type":"Person","@id":"https:\/\/sou.edu\/academics\/#\/schema\/person\/d63857b3b310cf49180208a32b86d2bc","name":"Sean Glassford","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/sou.edu\/academics\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9d06c0ea896caf32907bcbdeae4e268bf90877fa2c09e7f919bd803e87634d1d?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9d06c0ea896caf32907bcbdeae4e268bf90877fa2c09e7f919bd803e87634d1d?s=96&d=mm&r=g","caption":"Sean Glassford"}}]}},"acf":[],"_links":{"self":[{"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/posts\/71633","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/comments?post=71633"}],"version-history":[{"count":0,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/posts\/71633\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/media\/71634"}],"wp:attachment":[{"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/media?parent=71633"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/categories?post=71633"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/sou.edu\/academics\/wp-json\/wp\/v2\/tags?post=71633"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}